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Purpose: * To support the Bank's Financial Crime Compliance Americas division (FCC) in ensuring that the business in the US operates in accordance with all legal and regulatory requirements and all Group standards relating to anti-money laundering and counter terrorism financing (AML). * To support management in the governance, manangment and oversight of the US Law Compliance program, and in the development and sustainability of the SCUS Affiliate Management program. To support the promotion of the business, culture and practice of FCC within the letter and spirit of US Laws, including local Laws and Regulations, in accordance with Group standards.
Key Roles and Responsibilities
Overall Responsibilities * Continue the development and implementation of the US Law Compliance Program. * Enhance the design of the Affiliate Risk Management construct, including data sourcing and analytics, metric formulation, dashboard presentation and management reporting. * Completion of deep dive assessments on defined risk areas. Validation of SC Affiliate on-site reviews of FCC programs, and ensuing reports/recommendations. Presentation of assessment findings and development of recommendations designed to eliminate or mitigate risks with potential to impact SCUS' ability to comply with laws and regulations. * Coordinate correspondence with FCC and Business stakeholders regarding findings, risks and proposed action, and track remediation to completion. * Developing reporting metrics for US Correspondent Banking Operating Group, Regional Correspondent Banking Operating Groups and the Correspondent Banking Operating Committee. Obtaining input from USLCP Officers and other stakeholders in the US. * Oversight and management of projects as they arise, providing robust support to project stakeholders as required. * Provide guidance, direction, and assistance to US Law Compliance Officers to ensure completeness and quality of work. * Support Regional Head of FCC Governance and FCC Governance Manager in day-to-day roles and responsibilities, including drafting of presentations and reports, facilitating regulatory and Monitor requests, responding to senior management requests and supporting action on ad hoc reviews.
Leadership & Management * Manage end-to-end processes and projects which role holder is responsible for. * Work with stakeholders to proactively develop and implement standards, processes, methodologies, metrics and internal controls to support organizational objectives and mitigate risk exposure.
Qualifications and Skills
* ACAMS certification or equivalent strongly preferred. * Bachelor degree from an accredited institution or equivalent. * Advanced degrees (J.D., MBA, etc.) will be viewed positively. * At least 5 years experience in financial crime compliance within the financial industry or in the governmental regulatory, intelligence or law enforcement industry (international, federal, state and local levels will be considered). * Experience in wholesale / correspondent banking with an international financial institution preferred. * Experience in working internationally will be viewed positively. * Demonstrated capacity to lead team in complex investigative and analytical work, including through the execution of projects, investigations or other initiatives presenting need for close supervision and resource-management, and effective communications.
COMPETENCIES: LEADERSHIP COMPETENCIES Leadership Level: Please choose the leadership level (e.g., Organisation Leader) after reviewing the Leadership Competency Framework Spot Opportunities Line Manager Solve Problems Line Manager Take the Lead Line Manager Build Resilience Line Manager Collaborate Line Manager Communicate Line Manager Deliver Sustainably Line Manager Achieve Results Line Manager TECHNICAL COMPETENCIES Target Proficiency Level: Please choose proficiency level based on definition in the Competency Framework (Entry, Core, Advanced or Expert) Compliance Policies and Standards Advanced Compliance Advisory Advanced Compliance Review and FCC Assurance Core Surveillance (including Screening and Monitoring) Core Investigations Core Compliance Risk Assessment Advanced