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We Offer You working in a multi-dimensional business that is heavily client focused, being able to organize deals with time sensitive issues. You advising on Firm's policy and relevant securities, derivatives rules and regulations. You being based on the trading floor. You providing day-to-day compliance support to various APAC Global Markets and APAC Financing Group business areas. You crafting and delivering compliance training on regulatory, compliance policies and procedures. You reviewing sales and marketing materials from product and regulatory perspectives. You developing a working knowledge of cross border requirements. Your ability to work closely with Compliance Officers across the APAC region, as well as with global counterparts. Your insight in relevant industry group discussion and coordinating within the Firm on global regulatory initiatives such as Dodd-Frank Act, EMIR, trade repository/ central clearing. Your handling of regulatory enquiries and your management of regulatory examinations. Your involvement in strategic projects and initiatives relating to the relevant Global Markets and APAC Financing Group's businesses, including your participation in New Business committees. You assisting senior members on the team with ad-hoc compliance issues.
You Offer Being a degree holder in Accounting, Law or related disciplines. A minimum of 4 years product compliance experience in a global investment bank. A CPA, CFA preferred; derivatives knowledge an asset. Experience dealing with front office is a plus. Being self-motivated and diligent. The capability to learn quickly and handle multiple demands. Strong problem solving, analytical and organizational skills. Ability to effectively and actively communicate with people of any professional level. Excellent skill in spoken and written English, Mandarin and Cantonese would be an added advantage due to the need to deal with our various businesses and locations within APAC.