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SG CIB is the Corporate and Investment Banking arm of the Société Générale Group. Present in over 50 countries across Europe, the Americas and Asia. SG CIB provides corporate, financial institutions, investors and public sector clients with value-added integrated financial solutions.
The Hong Kong Licensing and Registrations team is responsible for regulatory licenses, and surrounding processes. The team communicates with regulators as well as the SG front office to ensure compliance to the relevant regulations.
Licensing and Registrations
Handle staff regulatory registrations with Hong Kong regulators (i.e. HKMA and SFC), and for exchanges which the Hong Kong entity holds membership for
Assist with SFC Online Portal procedure
Assisting on the monitoring of CPT records and reporting
Managing the HKSI exam registrations for licensed staff
General record keeping and administration on internal and external plantform
Handle enquiries from business lines in regards to licenses
Experience in Compliance field, preferably on SFC / HKMA Licensing & Registration regime
Fluent in English
Good communication skills
Attention to details
Display responsibility, commitment and act ethically