CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Implement the Operational Risk and Control (OR&C) Framework across all UK Asset Management to ensure all operational risks are identified, assessed and effectively mitigated.
Support the Head of UK Operational Risk and Control in driving the operational risk culture throughout the firm.
Operational Risk Events
Investigate risk events identified within the business and escalate in accordance with the BNP Paribas Asset Management Incidents Policy.
Ensure all risk events are promptly captured by operational departments in the internal incident management database and adequate corrective measures have been implemented to avoid reoccurrence.
Risk Mapping, Controls Testing and Procedures
Arrange and conduct periodical risk and control assessment workshops across UK AM departments to ensure all Inherent & Residual risks and their associated controls have been identified and rated in accordance with the OR&C Framework.
Implement, complete and perform the OR&C AM control review and testing programmes.
Ensure that up to date procedures exist for all identified key processes and controls across all UK AM.
Provide Procedures database training to all key users.
Management, Committees and Regulatory Reporting
Contribute to the preparation of monthly/quarterly/semi-annual Board, Risk committees, Management and ad-hoc reports.
Assist and contribute in the preparation of the Operational Risk Pillar II assessment in relation to the requirements for ICAAP.
Monitor and liaise with the action owners to ensure all open internal audit and OR&C recommendations are addressed and closed by the due deadlines.
Escalate any potential late closures to management as soon as possible.
Understanding of Asset Management and the various asset classes: Equities, Fixed Income, Derivatives etc.
Intermediate to advanced knowledge of Microsoft Office applications: Excel, Word, Access and PowerPoint.
The role holder will be proactive with a focus on continuous improvement in all areas of work.
Possess the ability to establish and maintain a strong network of contacts across the organisation.
Have the ability to effectively communicate across all levels of the organisation and adapt communication style as necessary.
Deliver quality results, with a pragmatic 'can-do' proactive attitude which can be flexed in accordance with the changing environment
Ideally, the role holder will have at least 2 years working experience of the various components of an Operational Risk framework.
If you are interested in this opportunity and meet the requirements, please apply here submititng a copy of your CV.