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Business Overview: Within Client Management of BNP Paribas, the Global Client On-Boarding team's objective is to function as the primary interface for coordinating all incoming new client on-boarding. The team goal will be to ensure an efficient, global and consistent first class service to all new clients.
This team is responsible for coordinating the prioritization of CIB on-boarding with execution and implementation of the KYC (Collect, analysis, conformity).
The team operates on a worldwide level and must collaborate as "one team" to ensure a customer-centric responsive and effective cutting edge global on-boarding service. This team will operate closely with major functions as well as "Métiers" sales head (i.e. Corporate Banking / Capital Markets) and business managers. Ultimately, the Team is responsible for the overall on-boarding client satisfaction and ensuring KYC / AML controls are in place for each onboarding.
Responsibilities: The Head of US KYC Due Diligence will work and manage a team of over 25 individuals to facilitate and provide a complete transversal new client KYC for CIB. Producing client risk assessments, client profiles, due diligence analyses and awarding a risk rating where appropriate. Also, providing feedback and escalating issues to the appropriate support functions; the Front Office and the Americas Due Diligence Head. The key responsibilities are:
Performing a sample Quality Control checks of KYC / AML documents in accordance with current procedures
Overseeing individuals and processes within remit (Individual should have the ability to proactively identify control gaps and independently lead solutions)
Ensure the day-to-day production is timely completed by their team
Multi-task on various projects and see them through to completion
Conducting 1 on 1 peer reviews
Minimum Required Qualifications:
Bachelor's degree in Finance, Economics or other related field of study.
7 - 10 years financial experience, with a focus in the KYC operations space.
Experience overseeing at least 15 individuals
Experience conducting peer reviews
Strong Knowledge of the due diligence and 3rd EU money laundering requirements
Excellent verbal, presentation and written communication skills
Ability to think globally / independently
Possess strong project management and organizational skills
Ability to multi-task and follow an issue through to its conclusion
Demonstrate awareness of the USA patriotic Act, the JMLSG UK Guidance notes for the prevention of money laundering and the 3rd European Money Laundering Directive
Understand the principles of Corporate Banking / Capital Markets and be familiar with CIB products
Aware of various types of trading entities – hedge funds, SPVs, corporates, limited, private and public companies, holding companies, trust's etc.
Ability to manage ad-hoc projects
Must have strong KYC knowledge in order to identify possible risks