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I am currently recruiting a Compliance Officer for a well-respected Investment Management firm based in London. The role includes a wide range of activities which centre around the provision of timely compliance monitoring and review.
Support the London Head of Monitoring with the undertaking of the annual plan
Instil a strong compliance culture for staff.
Assist in the development of the monitoring programme
Execution of both thematic and desk based reviews
Aiding the rest of the team in adhoc compliance oversight activities
Extensive compliance monitoring experience.
Experience working in relevant market/context, i.e preferably Asset Management Compliance
Understanding of UCITS and AIF's
Minimum of 3-5 years in compliance.
Strong ability to build relationships with the business
Self-awareness with confidence to work independently and take responsibility for own development