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Primary Location: Hong Kong SAR of PRC,Hong Kong,Hong Kong
Education: Bachelor's Degree
Job Function: Transaction Processing
Shift: Day Job
Employee Status: Regular
Travel Time: No
Job ID: 18002924
Perform daily post-trade investment compliance monitoring and report advertent/reportable investment breach to regulator Review investment compliance checklist/rules
Perform financial statement review and regulatory reporting
Work with various product and operation teams to develop trustee solutions for unit trusts and exchange traded funds (ETF)
Assist in setting up and implementing a robust control, monitoring and reporting when onboarding new Fund Manager clients and handling existing Fund Manager clients
Work with both external (fund managers, professional firms, bankers etc) and internal stakeholders including product, custody, client services team, fund administrator etc to ensure the smooth and proper running of the trustee services eg fair valuation review, internal management reporting and handling regulatory and auditor's queries
Ensure the fiduciary and fund services business is conducted in accordance with all relevant internal policies and external rules and regulation
Conduct annual due diligence and monitor performance of all agents (internal and external) in compliance with applicable policies and guidelines
Stay abreast of market and regulatory developments in the fiduciary and fund services industry