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Our client, global fund administrator, is looking for a Compliance Officer & MLRO to join their compliance department based in London. The successful candidate will be required to receive FCA approval to hold the CF10 and CF11 functions.
Key responsibilities include:
Overseeing the compliance function within the firm
Developing, maintaining and updating compliance plans, including annual CMP
Providing and arranging regulatory training where required
Reporting to the NCA periodically
Engaging with the board of directors where required
Required skills and experience:
Strong compliance experience
Good knowledge of the regulatory environment
Background in, and good understanding of financial services
Having previously held CF10/11 non essential but a bonus
For more information please contact William Rajan on 020 3145 3368, or email@example.com