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Compliance Monitoring Analyst - Financial Services - London
Twenty Recruitment Group
February 10, 2018
London, United Kingdom
Our client, who is a Global Asset Manager based in the City of London are looking to hire a Compliance Monitoring Senior Analyst.
You will be responsible for conducting compliance monitoring reviews and creating and implementing the compliance training.
Assist with the delivery of the compliance monitoring plan
Determine the scope and testing approach to the reviews
Make sure reviews are in line with internal guidelines and FCA regulations
Track progress of compliance monitoring in comparison to the yearly plan
Take control of the online training system and assigning all training to employees
Review and update of training courses as necessary
Compliance experience within an asset management firm across a broad range of products and investment management is preferred
Previously experience of compliance monitoring and reviews
Relevant regulatory knowledge including some of the following: COBS, CASS, SYSC, MAR, MiFID II, HMRC ISA Rules, JMLSG
Strong ability in writing reports
Experience within compliance training
If you feel you have the relevant experience for this newly created opportunity then please apply to this advert and send your CV to Lauren Stutz at Twenty Recruitment.
Twenty Recruitment's Compliance function are a team of specialist consultants covering Financial Crime Compliance and Regulatory Compliance mandates, both permanent and temporary, across Financial Services, Technology and Energy.