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Within Retail Banking and Wealth Management, Broking Services provides full investment services in stocks, bonds, currencies, precious metals, commodities and derivatives to retail, corporate customers and financial intermediaries. As a leading full service broker dealer in Hong Kong, our investment services include advisory, execution, risk and portfolio management, custodianship, and margin financing.
We are currently seeking a high caliber professional to join our team as Middle Office Assistant Manager.
In this role, you will
Conduct periodic Customer Due Diligence review to fulfill Global Standard requirements by gathering required Know Your Customer documents and information from clients and Account Executives teams
Review customer profiles to identify possible patterns of money laundering and terrorist financing activity, ensuring compliance with applicable internal policies and procedures and external regulations
Review and analyze account activity for suspicious or unusual patterns of activity utilizing various internal systems, reports and external data sources
Provide support during the project phases of testing, simulation, business readiness and implementation with the final responsibility to assist in action
Work closely with customer and stakeholders to perform Customer Due Diligence review in an efficient and timely manner, thereby enhancing performance, quality, and accuracy and reducing turnaround time
Support management to facilitate project implementation
To be successful in this role, you should meet the following requirements
University degree in business related discipline
Sound knowledge on brokerage and securities business
Excellent understanding of Know Your Customer regulatory requirements and anti money laundering risk implications
Solid experience in handling Customer Due Diligence review
Strong analytical skill and excellent command of both written and spoken English and Chinese, including Cantonese and Mandarin
Adaptability and flexibility to respond quickly to changing priorities
Self motivated and pragmatic
Ability to work under pressure with high degree of accuracy and tight deadline
Good team player with positive attitude
For further details and application information please visit our career site, search under reference number 0000ACKL
You'll achieve more when you join HSBC. www.hsbc.com/careers
Candidate with less relevant experience or skills may be offered a lower Global Career Band than stated above.
HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.
Issued by The Hongkong and Shanghai Banking Corporation Limite