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Account Opening and Review Specialist (On boarding)
As the Account Opening & Review Specialist your responsibilities will be:
Ensuring that the business is compliant with all Bank policies and local legal requirements in the EMEA region
Ensuring that documentation requirements are met and perform Anti-Money Laundering checks on new clients. This includes independent verification of information supplied by clients using external research via the Internet
Reviewing completed documentation when received back from client and if appropriate sign off documentation in compliance with local AML regulations
Following up on any outstanding issues
Working closely with business partners in Implementation, Sales and local Compliance Officers in Europe
As the Account Opening & Review Specialist your skills and qualifications will ideally include
Excellent communication skills (both oral and written)
Strong knowledge of AML/KYC requirements or Economic Sanctions laws and regulations gained in a corporate environment
Law degree or background would be an advantage
Familiarity with cash management products, trade finance and correspondent banking would be an advantage
Strong organizational skills
A flexible, team spirited approach with the ability to work independently
Ability to work accurately to tight deadlines in a demanding environment
Good MS Office skills
KYC Refresh Analyst
Here in our office we are looking for a KYC Refresh Analyst to join our KYC/AML Refresh team.
GBAM KYC/AML Refresh is responsible for the periodic refresh of existing clients to ensure that the Bank meets both the regulatory and internal AML/KYC requirements. The team is responsible for reviewing and approving KYC/AML documentation for the Bank's branches globally for all lines of business including Global Markets, Global Banking and Global Commercial Banking.
The team has a vacancy for an individual with experience of AML/KYC documentation and AML regulations.
Knowledge of hedge funds, trusts, partnerships and different corporate structures is essential. The role includes a considerable element of conducting external research and maintenance of information electronically, therefore a solid knowledge of PC skills are required as are good organizational skills.
As a KYC Refresh Analyst your main responsibilities will involve:
o Responsible for ensuring that the business is compliant with all Bank policies and local legal requirements globally
o Ensure that documentation requirements are met and perform Anti-Money Laundering checks on existing clients. This includes independent verification of information supplied by using external research via the internet and vendors such as Mint Global and Banker's Almanac
o Review of completed documentation when received back from client and if appropriate sign off documentation in compliance with local AML regulations
o Follow up on all outstanding issues/escalations
o Provision of guidance, advice and training to other teams with the business on an ad-hoc basis
o Liaise with business partners in Global Finance Crimes Compliance, Fulfilment, Sales and Local Compliance Officer in Europe
As a KYC Refresh Analyst your skills and qualifications will ideally include:
o Solid KYC experience
o Language skills is advantageous
o Must possess excellent communication skills, both oral and written
o Excellent organizational skills
o A flexible, team spirited approach with the ability to work independently
o Solid Risk awareness (Inc. Operational, Compliance, Business & Reputational)
o Knowledge of Various Corp Structures e.g. Funds, Trusts Partnerships
o Ability to work accurately to tight deadlines in a demanding environment