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Your role Are you risk averse? Do you know how to maintain independence and objectivity? We are looking for someone like that who can: - understand and review a variety of corporate finance transactions (including M&A, Equity Capital Markets, Debt Capital Markets, and Global Syndicated Finance) for potential conflicts of interest - conduct conflict checks by searching various databases, and analysing hits with the view to identifying potential legal, regulatory, compliance and or reputational risks - work closely with colleagues across Legal, Compliance and the business to resolve identified risks in a timely and efficient manner - assist in vetting of new clients and IPO work plan, checking whether all material issues are being escalated and discussed at relevant committees together with key stakeholders (Chief Risk Officer) and business - work closely with deal teams to ensure the relevant documentation at various stages of the IPO is substantially complete -review monthly CRO report, attend the quarterly update by meeting/call which will be minuted and sent to CRO share point site, reviewing full report at the end of CRO tenure which will also be minuted and sent to CRO share point site - help coordinate training on due diligence and conduct and provide updates on regulatory initiatives - record and document conflict clearance approvals, and accurately maintain internal databases
About us Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.
We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?
Your team The team plays an important role in managing risk, in particular ensuring that the way in which we do business (Execution) and the business we choose to do (Selection) always meets our expectations
Your experience and skills You have: â€" a number of years experience in a bank, financial services, accounting or legal firm â€" a degree in business or related field â€" experience in risk management and / or control with a good understanding of how the investment banking business works
You are: â€" highly adaptable, with a desire to learn in a fast moving, multi-country and evolving business and regulatory environment â€" analytical and a team player, with the ability to gather facts and viewpoints in a prompt and professional manner while working with various stakeholders while meeting deadlines â€" result-oriented and assertive (you donâ€™t shy away from challenging situations) â€" an excellent communicator, both verbal and written (you get the complicated concepts and can communicate to others)
What we offer Together. Thatâ€™s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.
Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us).
Take the next step Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.