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Assist in coordinating with Head Quarter, external consultants, regulators and other law enforcement bodies (e.g. examinations or investigations) by maintaining and submitting information and documents as requested
Disseminate compliance-related information and publication to all relevant units or departments
Maintain and monitor the implementation of SOPs, guidelines and other compliance policies and procedures, identifies gaps and recommends corrective actions
Provide support to business and operations units on compliance-related matters
Assist in managing compliance-initiated projects such as FATCA, CRS and implementation of new system if necessary
Assist in providing trainings on compliance issues to all relevant staff
Handle ad hoc tasks as assigned
At least 3 years' relevant experiences in banking or financial industry
Degree holder or above in Business, Finance, Economics, Accounting, Law or related discipline
Good knowledge of the general banking operations and legal and regulatory context
Self-initiated, analytical-minded and able to handle multi-tasks under tight schedule
Good command of written and spoken English, Cantonese and Mandarin
Conversant with MS Office applications and Chinese Word processing
Immediate available is required and Big 4 audit background will also be considered.
Interested Applicants please send your full resume (in Word format) together with present and expected salary to
**Only shortlisted candidates will be contacted for a more detailed discussion**