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Robert Walters (Singapore) Pte Ltd, EA Licence No: 03C5451
February 3, 2018
About the Client Onboarding Advisor Role:
You will be focused on providing advisory services to Front Office on the Client Onboarding process, in particular, Client Due Diligence ('CDD'), Know-Your-Customer ('KYC'), Source-of-Wealth ('SoW') and documentation formalities requirements, in view of the Financial Crime Compliance program for the Private Banking business in APAC division.
Provide pre-onboarding guidance to Relationship Managers in Private Bank, in view of establishing highest levels of quality upfront and getting it right first time
Act as Subject Matter Expert ('SME'), providing CDD guidance to Front Office on account opening requirements including document formalities, KYC and SoW plausibility, for various account types, to enable the most effective client onboarding process, and ensure adherence to regulatory requirements and Bank policies
Escalate higher risk matters or regulatory questions to the Financial Crime Compliance team
Stay relevant with the latest regulatory, policy and procedural requirements
To prepare and conduct training on client onboarding processes as required
Participate in change-the-bank activities & projects in view of Private Bank's strategic objectives and vision
Deliver continuous process improvements, in view of the changing operating and regulatory environment
To succeed in the Client Onboarding Advisor/Analyst role, you will need to possess the ability to work under pressure.
At least two to three years' relevant experience in Client Due Diligence (including risk factors, SoW and account documentation requirements), KYC and/or AML experience in Private Banking/Wealth Management
Strong understanding of AML/CFT regulations and requirements in Asia Pacific countries, notably Singapore, Hong Kong and international AML standards (FATF, Wolfsberg)
Pro-active and self-starter, with a can-do attitude
Strong analytical ability, and a problem solver with the ability to think out of the box
Ability to develop and maintain productive relationships with key internal clients including business, operations and colleagues in Compliance and Regulatory Affairs
This global bank needs no introduction and is recognised as the leader in their field of expertise. The culture is demanding, but if you have a can-do attitude, the potential rewards are significant. The bank is also very focused on developing and training their people to the highest standards.
If you are driven, determined, and want to take the next step in your career, this is the role for you. Great career progression opportunities await the right person in this exciting Client Onboarding Advisory job.