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This position is within the 1LOD Group Treasury Control Function. The role will cover Compliance monitoring. Key elements: Compliance risk assessment, Breach management, embedding a risk mindset across the business and delivery of a Compliance monitoring plan.
The key objective of the role is to develop, drive and deliver a comprehensive regulatory compliance risk assessment and monitoring regime.
Lead on day to day management of the compliance plan ensuring the controls landscape is effective and tested.
From knowledge of the business provide insight to the other members of Divisional Control Team of areas to consider from a regulatory compliance perspective in processes and controls
Ensuring adherence to Group policy, standards and methodologies appropriate to the business and provide management and measurement of operational risk, regulatory risk, and conduct and compliance risk through detailed assessment.
The role requires strong business/commercial compliance skills. Excellent organisational skills with the ability to deliver to deadlines.
A strength of character to challenge the business and deliver solutions
Forming effective working relationships with Corporate Treasury teams, working in partnership with them and others as required
Good communication and team work with other Risk/Audit business partners
Orchestrate and drive delivery of compliance 1st line surveillance, investigate issues and advise and document accordingly
Complete risk and control assessments
Develop and execute a plan for presentation of the state of control environment to both the Treasury Leadership Team and 2nd and 3rd line risk and audit functions.
Assist with embedding of other Group Policies.
Provide assistance and participate in other Control Function activities as and when required
Produce ad hoc reports, papers and presentations to a range of internal/external audiences for use by the Treasurer as and when required, e.g. Control matters for the Group Finance Director, Audit Committee etc