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Responsible for assisting the company to apply SFC license type 9
Ensure daily routine and operations in compliance with the Company policies, statutory rules and regulations
Act as the contact point to SFC and other regulated bodies for SFC Type 9 RA
Participate in new fund product launch in the future; participate in marketing, client servicing activities
Assist the fund manager on project research work
Sound understanding of Securities and Futures Ordinance, regulations and guidelines of relevant regulatory authorities and risk management control; good financial market knowledge and strong compliance sense
Preferably handling in applying SFC license for a new setup asset management company; be registered under SFC RA9 type license as Responsible Officer
Self-motivated with excellent communication, interpersonal, organization and problem solving skills
Fluent in English and Mandarin is preferable
To apply for this job Contact: Bryan Lim quoting job ref: VSA-1264 Telephone: 852 - 2297 2346 Email: firstname.lastname@example.org