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As Head of Compliance Hong Kong, you will be leading a team and overseeing the branch's general compliance functions in Hong Kong. You will report directly to the Regional Head and responsible for the following:
To improve branch's compliance system, to ensure and supervise the company's long-term compliance operations, including compliance with regulatory requirements, mainly HKMA regulations.
Provide compliance advice, regulatory oversight and assurance across the business
Work closely with internal and external stakeholders (including the regulator) to embed best practice
Gradually improve internal management system from legal and compliance perspective, including compliance manual and procedure
Successful Candidates will have:
Bachelor or Master degree or equivalent;
At least 10 years in the banking sector and more specifically experience in legal or compliance within corporate banking area. Previous experience as Head of Compliance preferable
Strong working knowledge on HKMA regulatory requirements with extensive experience in the financial industry in either compliance, legal, risk control or a regulator
Experience in establishing and developing internal controls and processes
Results-oriented with careful time management discipline and focus on continuous improvement;
Dynamic and self-motivated person with a naturally proactive approach;
Excellent verbal and written communication skills in both English and Chinese
For more information please contactMaggie Li via +852 2842 7112 or via email@example.com Salaries will be commensurate with the successful candidates experience.