CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Provide comments on policies and procedures of business and operations units from a regulatory compliance perspective
Conduct periodic and ad hoc checking on the bank's business and operations to obtain reasonable assurance that key controls are in place and the bank has complied with relevant laws, regulations, codes and bank's standards from a regulatory compliance perspective
Follow up the rectification progress of findings on compliance review
Provide advice on compliance related matters
Assist in compliance related training
Prepare internal report to senior management and the head office
Handle ad hoc assignments
Degree or above with major in Law, Banking, Finance or related disciplines
Minimum 3 years' experience in compliance review preferably in bank/financial institutions/regulators
Well versed with Banking Ordinance, SFO, HKMA guidelines/circulars, DPS and other regulatory requirements
Detailed-minded with good organization, interpersonal and communication skills
Good command of written and spoken English and Chinese (Cantonese and Mandarin)