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Run daily (pre/post) trade monitoring of compliance in accordance to investment guidelines, alongside with other periodic manual monitoring when required.
Supporting the Compliance manager in preparation of necessary reports for regulatory and management reporting.
Supporting the Compliance manager to keep the Investment Compliance guidebook and other policies up to date to regulatory changes.
The successful candidate will be degree qualified with 4 to 7 years experience in a compliance monitoring position (ideally investment compliance). To be well-versed with the SFA and MAS guidelines will be an added advantage. You will also possess excellent communication and interpersonal skills, being a team player whilst able to work independently.
To apply, please submit your resume to Melisa Tan at email@example.com, quoting the job title and ref no. MT13281.