CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
China Ping An Insurance Overseas (Holdings) Limited
January 10, 2018
Specific Duties & Responsibilities - Provide support on product compliance in regard to new product launch - Ensure businesses complying with relevant rules and regulations - Conducting compliance assessment and other surveillance checks - Review internal operational procedures to ensure compliance with local regulatory requirements and internal control guidelines for new business - Review Enhanced Due Diligence (EDD) cases and relevant KYC documents submitted by business - Investigate and analyze the deficiencies found and make detailed communication and follow-up actions with the business units - Monitor and analyze the operational risks of the company - Any other ad-hoc tasks
Education Requirements - University degree in Law, Economics, Finance or related disciplines
Experience Requirements - 4 to 6 years of relevant experience in financial industry - Understanding of structured products - Strong knowledge in existing rules and regulations of licensed for SFC Type 1, 4 - A good team player with the ability to communicate with colleagues - Familiar with MS Office applications and Chinese word processing - Fluent spoken English, Cantonese and Mandarin are essential