CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
A multinational Financial Institution is currently recruiting for a Compliance Benchmarks professional to join their Compliance & Risk function, to provide regulatory insight to various business lines, specifically the Benchmarks business.
It reports to the Director of Compliance (EMEA) and will involve working in tandem with the Compliance stakeholders in the EMEA and wider global teams.
Advise various businesses in the firm on regulatory benchmark requirements
Maintain an awareness of regulatory developments and advise appropriately on how these will affect the business
Develop, maintain and update all relevant policies and procedures and compliance training programs
Develop relationships with the business and other internal teams such as Risk and Regulatory Affairs; as well as liaising with the relevant regulators including the FCA
Assist in the preparations for audits (both internal and external)
Proven Compliance experience in either an Exchange, Trading venue, Investment Bank, Regulator or regulated financial institution
Strong knowledge of the FCA and global rulings with respect to Benchmarks (i.e. IOSCO, EU)
Knowledge of trading systems is beneficial, especially the technical aspects of order management or execution management systems
Excellent interpersonal skills to develop internal and external relationship
Strong analytical, problem solving and project management skills
Ability to communicate effectively in a matrixed environment