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Compliance (Markets) Officer | Established Financial Services Firm
Selby Jennings Singapore
December 29, 2017
Our client is an established Financial Services firm based in Hong Kong, and is seeking an experienced and suitably seniorCompliance Officer to join their ranks. The ideal candidate will have experience handling regulatory advisory within Markets Compliance, and/or within Private Equity/Hedge Fund firms; this is a new headcount, and internal grade is dependent on the candidate.
This role will report to the General Counsel and Chief Compliance Officer.
Develop, implement, and ensure effectiveness of all compliance programmes, policies, and procedures
Act as a contact point in dealings with the SFC, working closely with the regulators
Provide guidance to senior management on the latest regulatory developments
Conduct training and update relevant policies when there are changes to the regulatory landscape
This is a great new opportunity to lead the Middle/Back Office function in a supportive environment, in expansion mode - there hasn't been a more dynamic time to join this firm.
Ambitious Compliance professionals looking for their next challenge, with good markets/AM backgrounds in reputable institutions, apply now via the link below.