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Your role Do you know how to keep an eye out for and avoid risk? Are you skilled at assessing processes and making improvements? We're looking for someone like that who can: –identify, gather and analyze from the findings and present to various Risk control function Units to enlist changes in the behavior of the Front Line staffs –act as an education utility to remind Front Line Staffs of the requirements when performing requisite callbacks/voice log to client –regularly evaluate and improve existing controls, put new controls into action and systematically track these –stay up on regulatory requirements and trends –differentiate borderline risk issues from critical fraudulent behavior and balances the need to escalate where necessary versus pragmatic business as usual activity
About us Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.
We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?
Your team You'll be working in the Front Line Support (FLS) team in Wealth Management Operating Office. Front Line Support is a dedicated independent team as a 1st line of Defense in the Control Risk Framework to execute ex-post Controls. We perform the necessary controls to ensure callback/voice logs/documentations pertaining Regulatory, Cross border activities and Investment Suitability criteria are fulfilled by Front Line staffs based in Singapore and Hong Kong.
Your experience and skills You have: –a university degree, ideally –experience in a financial services environment, preferably in Audit/Ops/Risk Control processing role
You are: – proficient in Cantonese, besides English & Mandarin, as the candidate is required to communicate with the Front Line staffs based in Hong Kong office in the tape listening control –a clear communicator, with exceptional interpersonal skills and a good listening skill –an analytic thinker, with the ability to provide practical solutions –a self-starter, willing to take on responsibility (you can micromanage yourself) –open to continuous learning and continuous education both within the team and with Business Partners and Front Line staffs –proficient in basic Microsoft applications
What we offer Together. That's how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.
Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us).
Take the next step Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.