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Our client, an international financial institution is looking for a Compliance & Internal Control Manager to be responsible for all aspects of monitoring activities across Investment Banking business line. The individual would help to develop and maintain regulatory standards to enhance and protect the reputation of the firm.
Conduct compliance monitoring including implementation of controls and procedures and provide compliance advice to Investment Banking business.
Lead and manage the preparation of compliance risk assessments and ensure it is in line with the compliance monitoring plan.
Carry out preparation in respect of monitoring and review work.
Ensure that necessary changes to compliance controls are implemented to resolve issues identified during compliance reviews.
Prepare reports for the key stakeholders on the outcome of compliance review work.
Monitor changes in regulatory developments and ensure that potential impacts are appropriately managed.
Deliver and execute compliance monitoring plan in accordance with internal group standards.
Liaise with local and international teams and support senior management.
The preferred candidate will ideally have Compliance Monitoring, and Reviews background gained within a Corporate and Investment bank as well as be able to demonstrate a strong understanding of derivatives and commodities products. You will possess excellent communication and interpersonal skills and be able to interact at all levels of business efficiently.
If you are interested in this opportunity, please email your C.V. to email@example.com or call on 020 7430 1831 for a confidential discussion.
Our client is an equal opportunity employer and values diversity in the company. The company does not discriminate on the basis of race, religion, colour, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status.
Altus Search Ltd is acting as an employment agency in relation to this role.