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Coordinate and oversee an effective BSA/AML compliance program in line with current industry practices, regulatory guidance and requirements.
Update and revise department's BSA/AML Compliance Policy and Procedures
Maintain and monitor an effective Customer Due Diligence(CDD) and CRR risk rating programs to include initial and ongoing risk assessments.
Identify and analyze unusual, suspicious and fraudulent activities, and report to compliance
Responsible for ensuring all required regulatory reporting is conducted in a timely, accurate and compliant manner, including the filing of Currency Transaction Reports (CTRs), Suspicious Activities Reports (SARs) and etc.
Conduct department risk assessments as needed to control and eliminate risks for all business and operations.
Appropriately respond to positive hits detected by company's AML or OFAC Check system as directed.
Maintain current knowledges of all federal and state laws and regulations, along with the company's policies and procedures.
Assist with administration of BSA/AML and other compliance related training programs to all department employees and provide BSA guidance and coaching as needed.
Prepare and coordinate regulatory and internal audit examinations.
Supervision and Account Monitoring
Supervise subordinates to perform daily review, monitoring and analysis of various reports, logs, and account transaction data to identify trends, unusual activities and monitor large currency activities.
Oversee and coordinate the transaction monitoring and determine if transactions are suspicious such as cash structuring, significant change in balance in deposits, monetary instrument purchases, wire transfers, ACH transactions, and etc., conduct suspicious activity report investigations when applicable.
Research and respond to information or inquiry requests from regulatory or other government entities
Coordinate the timely processing of tax compliance levy and subpoenas
Bachelor's degree in relevant major or above (Master's preferred)
5+ years of banking experience; including of compliance and account review and monitoring/banking business operation experience