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One of our top tier investment-banking clients is seeking for a contractor, Compliance - Global Markets - VP Level to support their business for a maternity leave coverage for 6 months. Mid December 2017 till May 2018.
Provide day-to-day compliance support to the various Fixed Income Sales & Trading, Structuring and Solutions trading businesses within the APAC Global Markets Division
Identify the need for, create, establish, update, implement and monitor compliance with compliance policies and procedures
Advise/ support Management on the identification and changes in the regulatory and compliance environment
Participate in strategic projects and initiatives relating to the Fixed Income business within APAC Solutions/Global Markets
Design and deliver training on regulatory, compliance policies and procedures
Develop a working knowledge of cross border requirements in the APAC region and ability to work closely across the APAC region, as well as with global counterparts
Provide compliance input on the design and structure of new products and systems and related documentation.
Handle regulatory enquiries and manage regulatory examinations
Bachelor's degree in accounting in law or related disciplines
At least 6 years product compliance experience in a global investment bank
Knowledgeable of OTC derivatives and fixed income products is ideal
Strong problem solving, analytical and organization skills
Excellent spoken in English and Mandarin and Cantonese