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A specialised financial services provider based in London
The financial services-Compliance Advisory Analyst will carry out the following responsibilities
Providing day-to-day compliance advice and guidance to business areas
Design and maintenance of compliance policies and procedures
Analysis and interpretation of relevant laws and regulations, including identifying changes to these that could affect the business
Producing reports for senior management on advisory activities
Play a key role in the business preparations for the implementation of new regulations, particularly the Market in Financial Instruments Directive II ("MIFID II") and Market Abuse Directive II ("MAD II")
Assist with investigating and resolving ad hoc queries from regulators and exchanges
Assist in negotiations with clients and introducing brokers concerning the business key standard form documentation
Assisting with the performance of compliance monitoring tasks when required
The successful financial services- Compliance Advisory Analyst will be:
Sound knowledge of the products, markets & operational processes (in particular Derivatives & FX)
Good IT skills with some knowledge of Microsoft Office programs
Excellent analytical skills and the ability to work through complex issues in a structured and methodical manner
The ability to work extremely accurately, thoroughly, reliably and with attention to detail
Strong communication skills, both written and verbal
Educated to degree level, preferably in a legal, accounting or business related discipline