CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
We Offer The role is within the UK Private Bank ('CSUK') First Line of Defence Support ("FLDS", formerly Business Risk Management) team in order to assist in identifying, assessing, monitoring and reporting of operational risks within CSUK.
You will have close interaction with the Front Office Management of CSUK.
This role includes a dynamic team, working on a variety of challenges with a mix of pro-active operational risk management and metrics/KRI reporting.
Working with the business managers, identify potential risks, particularly with regard to people and private banking processes including but not limited to: suitability and appropriateness, financial crime, cross-border, employee conduct, client communications, and other operational and regulatory risks
Work to implement appropriate mitigation measures for identified risks
Monitoring of Front Office activity at Team Leader and Relationship Manager level
Ad hoc deep-dive desk or process reviews as required and working with other local or global risk control functions
Monthly KRI and MI collation and monitoring to Team Leaders and or CSUK Senior Management
Open to discussing flexible/agile working.
Do you have a can-do attitude, with a positive, pro-active mind-set?
Financial services experience essential, with a preference for Private Banking knowledge.
Do you have an understanding of Risks and Controls from an Operational perspective?
Are you a self-starter, able to operate independently as well as in a team?
Are you able to actively handle multiple deliverables and changing priorities?