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Maldon Partners are recruiting a Senior Compliance Manager on a permanent basis for a Prestigious Asset Manager based in the West End of London.
The role will report directly into the Head of Compliance (not based in London) and will have oversight of 1 direct report.
The main purpose of the Senior Compliance Manager is to develop and deliver the risk-based monitoring programme designed to evaluate the regulatory risk and control environment applicable to the firm's investment activities.
This is a newly created position which will take on front office monitoring activities and manage the existing London based Compliance Analyst
In order to apply for the role you MUST have:
* A minimum of 7years' relevant compliance experience, with excellent knowledge of the regulations pertaining to investment firms and funds e.g. COBS, COLL, MAR, MiFID II.
* Up- to-date understanding and practical experience of a front office environment, with emphasis on a good working knowledge of equity, fixed income, FX and derivative trading systems and processes, including programme trading, direct market access and algorithmic trading * Experience in designing and implementing a Compliance Monitoring Programme * Previous experience of the Charles River and Bloomberg systems would be highly advantageous * Excellent IT skills, including Microsoft Office software
Salary on offer is c£90,000 - £125,000 depending on experience and is based the West End of London. (there may be some flex on this)