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Our client is a leading Canadian Bank with a strong presence in Asia Pacific. They have businesses in Global Markets, Transaction Banking, and Corporate Banking. They are currently looking for a strong global markets compliance candidate to join their firm.
Responsible for providing compliance advisory to front office for their global markets business as well as their Corporate banking business
Work closely with the Head of Compliance and Compliance Director on general compliance work for their business
Update and maintian the global markets compliance policy and procedures
Liaise with HKMA and SFC as needed
Will cover some information barrier and chinese wall duties
Bachelor's Degree in Finance/Risk/Law or related discipline(s)
7-9 years compliance experience preferably in Investment Banking Compliance, Control Room, and/or Corporate Banking Compliance
Must be able to communicate well in English and Cantonese