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Provide support to business and support units in the development, implementation and regular review of policies and procedures for their operations with regard to all applicable regulatory requirements
Assist AML Team Head to advise the department's management on compliance issues and potential impact of regulatory trends and developments
Perform compliance monitoring program on the Bank's various activities
Undertake investigations into any suspicious transactions or complaints reported or made by both internal and external customers
Review the current compliance controls of the Bank and identify proper actions for improvement if necessary
Perform regular tracking on all outstanding regulatory issues or findings not yet resolved or responded by the Bank
Assist AML Team Head to enforce the General Compliance Manual of the Bank
Prepare operations manual for the department
Liaise with regulators and handle ad hoc examination, surveys, enquiries etc raised by them from time to time
Raise and maintain compliance awareness among staff by providing them with relevant information, publications and training on compliance matters
Take up ad hoc assignments from time to time as directed by AML Team Head or management of department
Degree holder preferably in Law, Accounting or business-related disciplines.
7-8 years' legal, general audit or AML compliance experience preferably in a sizable financial institution and/or regulatory bodies.
Good knowledge in banking laws, operations, products and services.
Self-motivated, independent, pleasant personality with good communication skills, able to communicate effectively at all levels and to work under pressure.
Good command of written and spoken English and Chinese (including Putonghua).