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Reporting to the Head of Compliance Singapore you will be responsible for the following:
Compliance Monitoring and Surveillance
Conducting Compliance reviews
Managing the MAS licensing and SGX registration process for new front office staff;
You should have at least 5- 7 years of relevant experience in financial services regulatory compliance in a bank, big 4 audit firm, regulator or an exchange. You will join a close knit team and be given exposure to a wide variety of products and businesses. Depending on the level of experience of the incumbent, you may be given an opportunity to mentor/manage a junior member in the team.