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Nomura is an Asia-headquartered financial services group with an integrated global network spanning over 30 countries. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Retail, Asset Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm practices disciplined entrepreneurship while building on a long tradition of serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com.
Perform KYC on new and existing clients according to internal KYC/AML requirements and regulatory requirements
Perform due diligence on Global Markets, Prime Brokerage and Investment Banking clients
Provide guidance and advice to the KYC analyst to complete the KYC
Quality check KYC performed by the KYC analyst
Liaise with Compliance on final KYC approval
Work closely with Client Onboarding Team, Sales Desk and Compliance to resolve issues
Build and maintain relationships with key stakeholders
Provide regional support for queries and escalation from Business and stakeholders
Manage MI to ensure data integrity and timely delivery of MI reports
Assist the KYC manager to manage the KYC analysts and the daily prioritization
Assist the KYC manager on the ad-hoc projects from management and business
Assist the Rolling Review team to perform review on existing clients
Responsible for internal and external audit coordination
At 5 years + of KYC experience in an investment bank or a financial service firm
Strong subject matter expertise in AML/KYC
Strong MI and project handling skills
Good understanding of Global Markets and product knowledge
Excellent communication, analytical and problem solving skills
Excellent conflict handling and negotiation skills
Good at multi-tasking and project management
Able to work under pressure with minimum oversight
Able to provide tactical and strategic solutions to issues
Competent in Microsoft Word, Excel and Powerpoint
Regional Disclaimers / Diversity Statement
Nomura is committed to an employment policy of equal opportunities, and is fundamentally opposed to any less favourable treatment accorded to existing or potential members of staff on the grounds of race, creed, colour, nationality, disability, marital status, pregnancy, gender or sexual orientation.