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Compliance Associate – Boutique Consulting Firm – New York, NY
We are partnering with fast growth boutique consulting firm on a search to identify a Compliance Associate to join their New York practice.
This individual will work with the firm's asset management clients to assist with the assessment, development, implementation and testing of compliance programs. They will also provide subject matter expertise to help prepare for SEC examinations as well as design and monitor testing systems to insure the efficacy of controls and surveillance programs.
Successful candidates will have a Bachelor's degree coupled with +2 years of compliance experience in a consulting firm or asset management business. This is an excellent opportunity to build out a comprehensive compliance tool kit offering exposure to all areas under the CCO. Must have strong attention to detail, the ability to multi-task and work independently and possess excellent communication skills.
For more information, and a discussion in confidence, please email or call Kendall Hughes at +1 646-766-1226.