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My client is a market-leading, SME Financial Services business, who has gone through rapid growth across the UK. Established over 50 years ago, my client is a Glasgow headquartered business with presence in cities nationwide.
The role of the Compliance Manager is to have full autonomy of all matters surrounding Compliance with the FCA.
The main responsibilities include:
Advising and assisting the first line on regulatory and compliance matters
Ensuring ongoing compliance with existing regulation
Keeping up to date with changes in the regulatory landscape and rules
Have the ability to interpret rules, identify gaps in the business and implement the required changes to ensure ongoing compliance
Undertaking and developing compliance monitoring for various areas in the business in the form of second line of defence
Production of Compliance MI
Ad Hoc compliance duties/projects
Completion of various administrative duties
Work alongside Senior Management/Directors
Production of information and reports with respect to routine and specific regulatory requests and enquiries
The successful candidate will have extensive experience as a Compliance Officer or Compliance Manager within Financial Services.
The candidate will require:
Previous experience in a FCA regulated organisation with full understanding of FCA rules
Ability to understand impact on the business of any FCA changes
Quick learner who can interpret and successfully implement regulatory and operational requirements
Proficient in using MS Word, Outlook Excel, Access and PowerPoint
My client hosts a dynamic, modern working environment with several perks and benefits included in their employment package.
The base salary for the role will be between £45-50,000 pa + bonus potential, private pension and private health-care after 12-months of employment.