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Our client is a Global Corporate & Investment Banking Group in Hong Kong.
You will lead and oversee Global Markets Advisory Compliance in Hong Kong ensuring business strategies, plans and initiatives are executed/delivered in compliance with governing regulations, internal policies and procedures
Responsible for regulatory compliance oversight and the provision of advice business lines in Hong Kong and will also support APAC Compliance colleagues with product advice as required
Ensure that compliance obligations are met by fostering satisfactory relationships with regulatory authorities (including regulators, exchanges and trade associations) and partnering with business line management and support functions in Hong Kong & the rest of APAC
The Successful Candidate:
University degree with at least 8-10 years of relevant Global Markets Compliance Advisory experience either in Equities, FICC or Derivatives business
Strong knowledge of Global Banking and Markets products and associated laws, regulations and practices
Detailed knowledge of Hong Kong requirements is required, with the ability to translate relevant requirements into workable proposals for implementation by business senior management
Excellent communication skills in fluent English language
For confidential inquiry, please contact Rouella Landicho on 3907 3912 or email: email@example.com