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Reporting to the Head of Compliance, you will manage and oversee all compliance, regulatory obligations and risks and to ensure that the companies' activities are conducted in accordance with MAS and other regulatory / contractual obligations.
You will establish, maintain and regularly enhance the Compliance and Monitoring Program across company's activities and conduct ongoing monitoring program on investment restrictions and guidelines, trade surveillance and monitoring, AML, FATCA etc
You will handle licensing and registration matters for Singapore and other jurisdictions as applicable and monitor individual licensing and company licensing obligations and fit/proper requirements.
You will also support Head of Compliance in keeping track of regulatory developments and changes and advise the business on regulatory impacts, and oversee the administration and implementation of the company's Code of Ethics Policy including policy breaches.
You will also provide support in the formulation of policies and procedures and delivering training and communication for the organization.
To qualify, individuals must possess: - Bachelor qualified - Minimum 8 years of relevant experience - MUST have strong Portfolio / Investment Compliance experience - MUST have worked in Fund Management / Asset Management / Unit Trusts / Mutual Funds - Familiar with Bloomberg AIMS - Excellent communication skills - Strong analytical skills and ability to work independently and in a team - Only Singaporeans will be considered.
As this is an exclusive mandate Charterhouse is working on, please contact Matthew NG at 64355633 or MatthewN@charterhouse.com.sg for a confidential discussion
EA License No: 16S8066 | Registration No. R1108941