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Seeking senior level compliance professionals with a fixed income background
Your new company Supporting the Head of Global Markets Compliance for Greater China; you will be overseeing compliance related matters for the Global Markets business in providing advisory services regarding regulatory and reputational risk.
Your new role You will engage with the sales and trading desks to provide Compliance advice to the business while anticipating and assessing key regulatory and product risk trends in the business for management consideration and drive the development and implementation of appropriate risk mitigation measures. Aside from the product and business advisory element, you will also be responsible for controls development and implementation, training and monitoring and reporting.
What you'll need to succeed You will have 10+ years of Compliance experience, particularly be very well versed on fixed income products. Candidates who have managed small teams would also be advantageous. Familiarity with trading compliance is a must.
What you need to do now If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now. If this job isn't quite right for you but you are looking for a new position, please contact us for a confidential discussion on your career. Kindly contact firstname.lastname@example.org or call +852 2230 7919 for more info.