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Role Purpose * Provide global Risk & Control oversight and support for the Operations function. * Setting and driving the R&C agenda * working with R&C and line teams based across Europe, North America and Asia * Leverage KCI and KRIs to monitor Operations control environment * Co-ordination of Operations data at weekly risk meetings * Definition, analysis and reporting of KPI (Key Performance Indicators) including presentation to management * Continuous improvement of the RCA process * Ensure timely escalation of significant risk issues * Lead projects to strengthen the control environment * Liaise with internal and external audit teams on testing of controls
Key Accountabilities * Conduct review of RCA results work with the line to review results and challenge feedback * Perform risk assessment analytics on RCA and investigate into RED and AMBER issues to ensure transparency and oversight to Senior Management * Collate RCA results, review findings and reporting feedback to senior management * Leverage KCI and KRIs to monitor Operations control environment * Maintain gap and issues log and track remediation progress * Work with Operational Risk Team to ensure that the RCA is linked to their control framework * Sound understanding of the Operations Best Practices Policies and partner closely with the Risk & Controllers in the line to understand the knock-on impact of policies on our current state control environment, working with them on an agreed remediation plan * Training - Providing education and training support when required to ensure awareness of risk in order to avoid reputation damage and other risks for the company * Drive centrally driven continuous improvement agenda to provide consistent standards and across all Operations businesses ensuring key risks are identified to senior management. * Partner with the Risk & Control Officers to build a strong incident & credit crisis control framework to assess and manage risk.
Essential Skills * Strong knowledge of risk and control framework within the IB * Experience in the Investment banking industry or other business-related institution * Ability to effectively time manage and prioritize multiple requests and deadlines * Excellent analytical skills and attention to detail; comfortable in challenging the status quo, and undertaking analysis to better understand business issues and to propose solutions * Good/working knowledge of the Investment bank operations department * Intermediate MS Excel skills w/ understanding of databases * Intermediate MS PowerPoint skills with strong written and oral communication skills * Strong analytical skills * Knowledge of transaction lifecycle