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Support the PAM - CIB Conduct & Supervision in the expansion of the team.
Undertakes audit assignments, drafts audit issues / reports for review by audit management, facilitates issue tracking and validates closure of issue
Executes day-to-day operational audit work and contributes to the delivery of audits (including the updating of Risk Assessment Profiles and the CAA process)
Executes audit fieldwork in line with the agreed audit approach e.g. documenting Activity Flows, identification of key risks and testing of key controls to determine whether they are properly designed and are operating effectively and documenting work in accordance with Group Audit (GA) standards
Completes all assigned work in line with agreed budgets, including ad hoc projects and special investigations
Provide input to the risk assessments and approaches across CIB in relation to conduct topics
Partner across CIB and other audit teams globally (in particular Compliance) to ensure comprehensive audit coverage and integrated approach to key risk topics
Proactively develops and maintains professional working relationships with colleagues, the business and respective support areas
Communicates openly with GA management and the internal stakeholders; keeps them informed of potential issues and escalate problems/delays accordingly.
Keeps abreast of pertinent industry, regulatory and business practices
Deliver and sustain own performance against key objectives in the context of functional strategies
Support the development of an environment where people management and development is a priority
Take ownership for own career management, seeking opportunities for continuous development of personal capability and improved performance contribution You will have:
Knowledge and experience of financial services particularly Investment Banking products, coupled with familiarization of working within the operational requirements and regulatory environment of a global Bank
Thorough understanding of global banking control environment and compliance issues in the banking/finance industry in particular conduct and Front Office control topics
Trading or 1st line controls / compliance experience would be an advantage.
Professional credentials, including degree level education and a relevant professional qualification (or equivalent)
A proven track record of meeting client needs in a financial services environment.
Proven communication and presentation skills
Unquestionable personal integrity and ethics
Excellent team working capabilities and an ability to build strong business and team relationships
Strong strategic/analytical thinking
Strong project management and planning skills
The capacity to respond to and support positive change
Continuing development of technical expertise You will be:
Able to successfully navigate a complex and multi-national organization.
Able to build strong stakeholder relationships and work collaboratively with management teams and with other control functions
Able to convey complex concepts and ideas on issues requiring interpretation and opinion
Independent in judgment
Strongly self-motivated while confident with drive and enthusiasm
Able to challenge and be challenged whilst maintaining the highest levels of professionalism
Able to effectively multitask in a fast paced environment; priorities their workload with minimal supervision and be resilient under pressure
Able to design and disseminate best practice and lessons learned to colleagues and stakeholders
Experienced in delivering work under tight deadlines
Excellent written/verbal communicator and be able to communicate effectively at all levels