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Manage and provide leadership to a team on the Monitoring Desk overseeing Compliance Monitoring
Execute compliance monitoring reviews including any specific regulatory testing in accordance with the compliance monitoring procedures. This may include desk, thematic or special investigation (flash) related reviews as detailed within the monitoring plan
Develop and maintain test plans, sheets and working papers to document and evidence the methodology used to complete reviews and assess emerging risks
Analyse regulatory change to assess the potential impact to the control framework
Work with business stakeholders to agree actions and time lines resulting from identified control weaknesses
Track actions, assess and verify that the evidence provided sufficiently addresses identified issues
Ideally will have previous experience within Compliance Monitoring.
For further information please do not hesitate to contact Leo Bellometti on: firstname.lastname@example.org
Morgan McKinley is acting as an Employment Agency in relation to this vacancy.
Please note that any references to salary or pay rates in this advertisement and in the salary refinement section are indicative only and should only be used as a guide.