CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Work with C-level executives to advise, develop, and design large scale transformational compliance initiatives spanning multiple business lines and geographical locations
Oversee the project structure, approach and process and manage overall project delivery to ensure quality and timeliness of deliverables
Outline proposals to acquire new projects and to gain buy-in from relevant stakeholders
Lead and manage presentations for management
Bring regulatory and financial services content expertise and drive resolution of complex issues
Lead proposals to acquire new projects
Manage and motivate resources at all levels
Partner closely with internal regulatory subject matter experts
Forge collaborative and insightful long-term relationships with internal leadership
Present regular project status updates and commentary to Head of Internal Consulting Group
10+ years compliance / regulatory experience within a major financial institution, regulator or consulting firm
Strong executive presence and comfort working with senior executives
Broad experience leading compliance projects within global financial firms
Deep understanding of banking regulations and operations
Strong knowledge of U.S. securities, derivatives, futures and banking regulations, including the rules and regulations of the SEC, CFTC and all exchanges and associations under such federal agencies, including FINRA, NYSE, CBOE, ISE, CME, NYMEX and ICE US.
Excellent interpersonal and communication skills.
BA/BS undergraduate degree. MBA from a top-ranked business school preferred
For immediate consideration, please forward resume and contact details to: email@example.com
Ashton Lane Group is a boutique executive recruitment firm serving the Banking, Insurance, and Alternative Investment sectors. For the latest opportunities, visit www.AshtonLaneGroup.com
Ashton Lane Group® "A trusted advisor throughout your career"