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Position will be primarily responsible for creation of new trade surveillance modules focusing in OTC products including OTC derivatives.
Engaging within Compliance and with other internal stakeholders to facilitate a coordinated approach to trade surveillance matters across the region.
Work with Compliance Management to undertake a strategic review of Nomura's monitoring and surveillance capabilities for the region. Identify key areas or risk and ensure that existing Market Abuse functionality is properly aligned to the business.
On an on-going basis, consider new or enhanced trade surveillance activities that address the changing business structure and ensure that a robust approach is taken to mitigate market abuse risks.
Ensure that trade surveillance activities are undertaken according to agreed procedures and frameworks. Making sure escalation processes are followed and all issues are escalated and closed out in a timely manner.
Working closely with product and country compliance teams to review and conduct investigations when necessary.
Contribute to the design and production of timely Management Information for senior management.
Liaise with Regulators in the region on queries and investigations as and when required.
Candidate should have experienced in trade surveillance.
Good product and market knowledge in forex, fixed income and other over-the-counter products (including OTC derivatives).
Experience within product control, market risk management, valuation or trading will also be considered.
Strong analytical, problem solving skills, and able to manage multiple projects.