CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Acting as the Manager-In-Charge of Compliance for their Asset Management business in Hong Kong and with wider asia coverage, the incumbent is mainly responsible for executing independent second line of defense activities, including establishing and maintaining policies and procedures to independently oversee Asia's compliance and monitoring activites.
This role will also include assessing the effectiveness of Asia's compliance framework with in relation to regulatory requirements, and reporting on and escalating material, current and emerging compliance-related issues.
The incumbent, as a member of the Hong Kong Compliance team, will also engage in various compliance related Bank-wise initiatives.
Work with senior management to define and communicate Asia's compliance risk appetite
Set policies and procedures for adherence to relevant legal and regulatory requirements; and monitor compliance with the established policies and procedures
Oversee the first line's adherence that define the standards, activities and day to day responsibilities for complying with regulatory requirements and managing compliance-related risk;