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A boutique Investment Management firm is looking for an experienced Chief Risk and Compliance Officer to join their London headquarters. The Firm specialises within global equities and has a number of different equity-based funds, therefore a good working knowledge of equities would be preferable, but not a necessity.
The role overlooks the investment and operational risk procedures, covering risk analysis, risk reporting, risk monitoring, as well as risk assessment of the funds and management company more generally. Compliance oversight and monitoring would be an important part of the position, including regulatory reporting (such as AIFMD and FCA) and work closely with new or existing regulatory requirements.
Significant experience in a senior role in Risk or Compliance in the Financial Services sector
A good understanding and working knowledge of UCITS, AIMFD and FCA regulations
Experience dealing with equities and equity derivatives
A strong undergraduate degree in a well recognised University
A thorough knowledge of hedging and risk management techniques