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The World First Compliance Team is looking for an associate to assist with the increasing workload as a result of our ever growing business. This is an ideal role for an individual with an interest in Compliance and Anti-money Laundering to move to one of the most innovative and fastest growing foreign exchange companies in the UK.
The position will report to the Compliance Operations Team Leader and duties will include but will not be limited to:
Monitoring of initial and on-going Know Your Customer (KYC) requirements
Reviewing account activity through the transaction monitoring system and investigating any suspicious payments received
Building relationships with other WF teams and providing regulatory advice and guidance
Understanding changes in regulations and the impact on the business, and assisting with the development of internal processes
Risk based review of existing client accounts
Escalating any suspicious activity to the MLRO
Assisting with Compliance Investigations as appropriate
Support international Compliance Operations teams
Skills and experience required:
No prior experience is required but the candidate should have a basic understanding of the financial services environment and regulation.
Excellent communication skills - both written and verbal in English
An ability to understand legal and regulatory requirements and to apply them to business practices
Professional manner and excellent communication skills
Able to build effective relationships across the business
Logical working style and high attention to detail
Willingness to undertake further study and gain a Global Financial Compliance Award (CISI)
Basic salary: £24,000 initially
Excellent benefits package including annual discretionary bonus, season ticket loan, company pension scheme and health cover
A fun working environment based in central London
Free breakfast, free massages, Friday beer fridge, tri-annual company parties, bi-annual team nights out, annual charity day and more!