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Nomura is an Asia-headquartered financial services group with an integrated global network spanning over 30 countries. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Retail, Asset Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm practices disciplined entrepreneurship while building on a long tradition of serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com.
Perform KYC Analysis in supporting the day-to-day compliance efforts with AML / KYC requirements including confirming that all new clients and accounts of existing clients are complying with all AML / KYC policy requirements
Confirm client identities, source(s) of wealth and risk ranking that driving the client review and due diligence checking
Set up and maintain records of status for each client
Provide regional support for queries and escalation from the Business plus aligned support groups working in conjunction with the regional Compliance
Build and maintain relationships with key stakeholders including Sales Desk, Compliance and Technology
2- 5 years of relevant experience with an investment bank or financial services firm
Excellent problem-solving, analytical abilities, oral and written communication skills in both English and Chinese languages and attention to details
Outstanding interpersonal skills and proven ability to manage staff and numerous projects simultaneously
Understand the products, systems and customers of Global Markets, Prime and IBD
Familiar with Traders and Sales processes an advantage
Ability to work with minimal supervision and oversight
Proficient with operating excel spreadsheets
Nomura is committed to an employment policy of equal opportunities, and is fundamentally opposed to any less favourable treatment accorded to existing or potential members of staff on the grounds of race, creed, colour, nationality, disability, marital status, pregnancy, gender or sexual orientation