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They are looking for someone specifically to come in and cover their real estate and alternative investment funds Businesses, you will also be involved in providing advise to other areas of the business. This is an excellent opportunity to work as part of a team but also take responsibility for a specific business area reporting into the EMEA head of advisory compliance.
Supporting the Compliance Advisory team in providing the business with compliance expertise, advice and guidance on all regulatory matters
Advising on the implementation of regulatory change
Provide guidance and support on the implementation and/or enhancements of procedures and controls as necessary.
Responsible for ad hoc compliance and regulatory projects as they arise.
Support the EMEA Head & Global Compliance colleagues on global business initiatives and projects as directed.
Support the wider Compliance Advisory team on all matters as and when they arise
Support the business in its management and mitigation of reputational and regulatory risk.
Provide advice and support to firm's portfolio management teams on standards of market conduct and conflicts of interest.
Advise on other regulatory rules & requirements relating to the management of investments.
Ensure that services provided to Alternative Investment funds meet regulatory requirements, particularly in relation to UCITS and AIFMD.
Provide Compliance support to the product governance process, including new fund launches.
Provide due diligence support to the investment process where required.
Attendance at key governance forums for the Real Estate and Global Investment Solutions businesses.
Assist with the provision of directed training on key regulatory themes and upcoming changes to policies and procedures
Proven experience of providing advice within an asset management organisation, law firm or consultancy practice.
Working knowledge of front office systems & controls.
Proven experience of regulatory issues affecting the asset management industry.
Excellent in-depth technical knowledge of the regulatory framework for asset management products, particularly in relation to UCITS/AIFs.
Demonstrable experience of interpreting regulatory requirements.
Understanding of EU and UK legislative and regulatory landscape