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My client is a top tier bank looking to appointment a Compliance Monitoring Officer to assist across a range of activities including reviews and implementation of regulatory compliance functions. This position offers great exposure to internal working of a credible and respected institution.
Responsibilities will include:
Deliver end-to-end compliance monitoring and testing.
Ensure resolution and escalation to seniors within a timely manner
Ensure implementation of recommendations/audit.
Adhoc duties as and when needed.
You will report directly to Compliance Risk Review Manager. An eye for detail will be needed when spotting and reporting issues along with a high level of professionalism when liaising with stakeholders.
Experience in investment banking environment is strongly desired
Minimum of 1-2 years of conducting reviews in a bank
Knowledge of FCA rules
Critical thinking and problem solving
Strong communication skills with senior level management