CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Our client a leading international Investment Bank is seeking a trade surveillance compliance professional to be part of the regional compliance team.
You will be responsible for conducting daily surveillance and performing investigations / reviews where required. You will provide advice on all trade surveillance related matters and partner with the business to provide guidance.
The successful candidate will possess a minimum of 3 years' relevant experience. You must have experience in using SMARTs Broker / Actimize and will ideally have experience in both equities and fixed income trade surveillance.
Excellent communication and interpersonal skills are essential for this role. You must be hands-on, proactive and able to work in a fast paced environment. You must also be able to work independently as this role will have some degree of autonomy.
In return, you will be joining a dynamic international investment bank in a role with excellent exposure.
Interested candidates should contact Sonny Wong at firstname.lastname@example.org or +852 3589 6804 for a confidential discussion.